PUBLIC VENTURES LLC
Regulation S-P Firm Privacy Statement
|FACTS||WHAT DOES PUBLIC VENTURES, LLC DO WITH YOUR PERSONAL INFORMATION?|
|Why?||Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.|
The types of personal information we collect and share depend on the product or service you have with us. This information can include:
|How?||All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reasons Public Ventures chooses to share; and whether you can limit this sharing. Please note that Public Ventures does not sell the personal information you provide to us to unaffiliated third parties.|
|Reasons we can share your personal information||Does Public Ventures share?||Can you limit this sharing?|
|For our everyday business purposes – such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus.||YES||NO|
|For our marketing purposes – with service providers we use to offer our products and services to you||YES||NO|
|For joint marketing with other financial companies||NO||We don’t share|
|For our affiliates’ everyday business purposes – information about your transactions and experiences||YES||NO|
|For our affiliates’ everyday business purposes – information about your creditworthiness||YES||YES|
|For our affiliates to market to you||YES||YES|
|For nonaffiliates to market to you||NO||We don’t share|
|To limit our sharing||
If you are a new customer, we can begin sharing your information 30 days from the date we sent this notice. When you are no longer our customer, we continue to share your information as described in this notice.
However, you can contact us at any time to limit our sharing.
|Questions?||Call 310.526.5000 or go to publicventures.com|
|Who we are|
|Who is providing this notice?||Public Ventures, LLC|
|What we do|
|How does Public Ventures protect my personal information?||
To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings.
We educate our employees in our protection of customer information policy. Within Public Ventures, your personal information is available only to those individuals who are involved in servicing your financial needs or in supervisory activities.
|How does Public Ventures collect my personal information?||
We collect your personal information, for example, when you
We also collect your personal information from others, such as credit bureaus, affiliates, or other companies.
|Why can’t I limit all sharing?||
Federal law gives you the right to limit only
State laws and individual companies may give you additional rights to limit sharing.
|What happens when I limit sharing for an account I hold jointly with someone else?||Your choices will apply to everyone on your account.|
Companies related by common ownership or control. They can be financial and nonfinancial companies.
Companies not related by common ownership or control. They can be financial and nonfinancial companies.
A formal agreement between nonaffiliated financial companies that together market financial products or services to you.
|Other important information|
Should you have any questions, concerns, or desire more information about your account, please contact your Public Ventures financial professional for further assistance. If deemed appropriate, any concerns you may have regarding the investment handling of your account may be directed to:
Public Ventures, LLC
As you may know, Public Ventures and Interactive Brokers LLC (“IB”) have an agreement that IB will provide trade execution, clearing, and related activities for your account. In connection with these services, IB is required to communicate its position as it pertains to the privacy of customer information.