Order Flow Practices and Disclosures – SEC Rules 606 and 607

DISCLOSURE DATE REPORT
2018    
SEC Rule 606 Report - Q1, 2018 January - March   View PDF Report
SEC Rule 606 Report - Q2, 2018 April - June   View PDF Report
SEC Rule 606 Report - Q3, 2018 July - September   View PDF Report
SEC Rule 606 Report - Q4, 2018 October - December   View PDF Report
2017    
SEC Rule 606 Report - Q1, 2017 January - March   View PDF Report
SEC Rule 606 Report - Q2, 2017 April - June   View PDF Report
SEC Rule 606 Report - Q3, 2017 July - September   View PDF Report
SEC Rule 606 Report - Q4, 2017 October - December   View PDF Report
2016    
SEC Rule 606 Report - Q1, 2016 January - March   View PDF Report
SEC Rule 606 Report - Q2, 2016 April - June   View PDF Report
SEC Rule 606 Report - Q3, 2016 July - September   View PDF Report
SEC Rule 606 Report - Q4, 2016 October - December   View PDF Report