Order Flow Practices and Disclosures – SEC Rules 606 and 607
DISCLOSURE | DATE | REPORT |
2018 | ||
SEC Rule 606 Report - Q1, 2018 | January - March | ![]() |
SEC Rule 606 Report - Q2, 2018 | April - June | ![]() |
SEC Rule 606 Report - Q3, 2018 | July - September | ![]() |
SEC Rule 606 Report - Q4, 2018 | October - December | ![]() |
2017 | ||
SEC Rule 606 Report - Q1, 2017 | January - March | ![]() |
SEC Rule 606 Report - Q2, 2017 | April - June | ![]() |
SEC Rule 606 Report - Q3, 2017 | July - September | ![]() |
SEC Rule 606 Report - Q4, 2017 | October - December | ![]() |
2016 | ||
SEC Rule 606 Report - Q1, 2016 | January - March | ![]() |
SEC Rule 606 Report - Q2, 2016 | April - June | ![]() |
SEC Rule 606 Report - Q3, 2016 | July - September | ![]() |
SEC Rule 606 Report - Q4, 2016 | October - December | ![]() |