Disclosures

PLEASE READ THE FOLLOWING INFORMATION ABOUT THIS WEB SITE

MDB Capital Group LLC is an investment/merchant bank and broker dealer registered with the United States Securities and Exchange Commission (SEC) and is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC). MDB maintains securities accounts through a fully disclosed clearing relationship with Interactive Brokers LLC (IB). All references at this site to "MDB" refer to MDB Capital Group LLC and its predecessors.

No Offer of Securities or Investment Services

This website has been published for informational purposes only and is not a solicitation or offer of any security or of any investment service. Certain services described at this website are not available in all countries or in all states of the United States. MDB does not intend the information at this website to be investment advice. The information presented at this website is not necessarily complete and should not be relied upon to make an investment decision.

In addition to the relationships disclosed concerning the subject company(ies), MDB may make a market, deal as principal, have managed or co-managed a public offering, acted as initial purchaser or placement agent for a private placement, performed other investment-banking services, or have a principal or employee acting as a director for any company mentioned in this Site. For securities discussed in our research reports, MDB and its affiliates, principals or employees, including the research analyst covering the particular security when fully disclosed, may have a position in such security or own options, rights, or warrants to purchase such securities.

Disclaimer of Warranty

MDB intends the information provided at this website to be useful, however, MDB does not guarantee the information contained to be accurate, current or suitable for any particular purpose. MDB does not assume any obligation to update information at this website.

Ownership and Limitation of Use

Unless otherwise noted, the information, trademarks, logos and service marks posted at this website are the property of MDB or their respective owners and the posting of such material at this website shall not limit MDB's ownership interests in such material. Users of this website may not sell or republish any portion of this website without the prior written consent of MDB.

 

 


SIPC Disclosure

Margin Disclosure Statement

FINRA Public Disclosure Program

Payment for Order Flow Practices - Disclosure of Order Execution and Routing Practices

Order Flow Practices and Disclosures – SEC Rules 606 and 607

Order Routing Reports

Regulation S-P Firm Privacy Statement

Business Continuity Plan Disclosure Statement