MDB Capital/Disclosures

SEC Rule 606(a) Order Routing Reports

U.S. Securities and Exchange Commission (SEC) Rule 606(a) requires broker-dealers to make publicly available quarterly reports, broken down by calendar month, detailing their order routing practices for held, non-directed customer orders (customer does not specify to what venue for execution to route order) in Regulation NMS stocks.

For MDB Capital (a dba of Public Ventures, LLC), these quarterly reports describe how and where customer orders are routed including statistical information by order type for each venue. The report also includes information regarding the material aspects of our relationship or our clearing firm Interactive Brokers’ relationship, if any, with each venue.

 

DISCLOSURE DATE REPORT – PDF Format
REPORT – XML Format
2024
SEC Rule 606 Report – Q1, 2024 January – March View PDF Report XML
2023
SEC Rule 606 Report – Q1, 2023 January – March View PDF Report XML
SEC Rule 606 Report – Q2, 2023 April – June View PDF Report XML
SEC Rule 606 Report – Q3, 2023 July – September View PDF Report XML
SEC Rule 606 Report – Q4, 2023 October – December View PDF Report XML
2022
SEC Rule 606 Report – Q1, 2022 January – March View PDF Report XML
SEC Rule 606 Report – Q2, 2022 April – June View PDF Report XML
SEC Rule 606 Report – Q3, 2022 July – September View PDF Report XML
SEC Rule 606 Report – Q4, 2022 October – December View PDF Report XML
2021
SEC Rule 606 Report – Q1, 2021 January – March View PDF Report XML
SEC Rule 606 Report – Q2, 2021 April – June View PDF Report XML
SEC Rule 606 Report – Q3, 2021 July – September View PDF Report XML
SEC Rule 606 Report – Q4, 2021 October – December View PDF Report XML
2020
SEC Rule 606 Report – Q1, 2020 January – March View PDF Report
SEC Rule 606 Report – Q2, 2020 April – June View PDF Report XML
SEC Rule 606 Report – Q3, 2020 July – September View PDF Report
SEC Rule 606 Report – Q4, 2020 October – December View PDF Report
2019
SEC Rule 606 Report – Q1, 2019
January – March View PDF Report
SEC Rule 606 Report – Q2, 2019
April – June View PDF Report
SEC Rule 606 Report – Q3, 2019
July – September View PDF Report
SEC Rule 606 Report – Q4, 2019
October – December View PDF Report
2018
SEC Rule 606 Report – Q1, 2018 January – March View PDF Report
SEC Rule 606 Report – Q2, 2018 April – June View PDF Report
SEC Rule 606 Report – Q3, 2018 July – September View PDF Report
SEC Rule 606 Report – Q4, 2018 October – December View PDF Report
2017
SEC Rule 606 Report – Q1, 2017 January – March View PDF Report
SEC Rule 606 Report – Q2, 2017 April – June View PDF Report
SEC Rule 606 Report – Q3, 2017 July – September View PDF Report
SEC Rule 606 Report – Q4, 2017 October – December View PDF Report
2016
SEC Rule 606 Report – Q1, 2016 January – March View PDF Report
SEC Rule 606 Report – Q2, 2016 April – June View PDF Report
SEC Rule 606 Report – Q3, 2016 July – September View PDF Report
SEC Rule 606 Report – Q4, 2016 October – December View PDF Report