MDB Capital/Disclosures

SEC Rule 606(a) Order Routing Reports

U.S. Securities and Exchange Commission (SEC) Rule 606(a) requires broker-dealers to make publicly available quarterly reports, broken down by calendar month, detailing their order routing practices for held, non-directed customer orders (customer does not specify to what venue for execution to route order) in Regulation NMS stocks.

For MDB Capital (a dba of Public Ventures, LLC), these quarterly reports describe how and where customer orders are routed including statistical information by order type for each venue. The report also includes information regarding the material aspects of our relationship or our clearing firm Interactive Brokers’ relationship, if any, with each venue.

 

DISCLOSURE DATE REPORT – PDF Format
REPORT – XML Format
2024      
MDB (IB) SEC Rule 606 Report – Q1, 2024 Jan – Mar PDF Report XML
MDB (IB) SEC Rule 606 Report – Q2, 2024 April – June PDF Report XML
MDB (IB) SEC Rule 606 Report – Q3, 2024 July – Sept PDF Report XML
MDB (IB) SEC Rule 606 Report – Q4, 2024 Oct – Dec PDF Report XML
MDB Direct SEC Rule 606 Report – Q2, 2024 April – June PDF Report XML
MDB Direct SEC Rule 606 Report – Q3, 2024 July – Sept PDF Report XML
MDB Direct SEC Rule 606 Report – Q4, 2024 Oct – Dec PDF Report XML
2023      
SEC Rule 606 Report – Q1, 2023 Jan – Mar PDF Report XML
SEC Rule 606 Report – Q2, 2023 April – June PDF Report XML
SEC Rule 606 Report – Q3, 2023 July – Sept PDF Report XML
SEC Rule 606 Report – Q4, 2023 Oct – Dec PDF Report XML
2022      
SEC Rule 606 Report – Q1, 2022 Jan – Mar PDF Report XML
SEC Rule 606 Report – Q2, 2022 April – June PDF Report XML
SEC Rule 606 Report – Q3, 2022 July – Sept PDF Report XML
SEC Rule 606 Report – Q4, 2022 Oct – Dec PDF Report XML
2021      
SEC Rule 606 Report – Q1, 2021 Jan – Mar PDF Report XML
SEC Rule 606 Report – Q2, 2021 April – June PDF Report XML
SEC Rule 606 Report – Q3, 2021 July – Sept PDF Report XML
SEC Rule 606 Report – Q4, 2021 Oct – Dec PDF Report XML
2020      
SEC Rule 606 Report – Q1, 2020 Jan – Mar PDF Report
SEC Rule 606 Report – Q2, 2020 April – June PDF Report XML
SEC Rule 606 Report – Q3, 2020 July – Sept PDF Report
SEC Rule 606 Report – Q4, 2020 Oct – Dec PDF Report
2019      
SEC Rule 606 Report – Q1, 2019
Jan – Mar PDF Report
SEC Rule 606 Report – Q2, 2019
April – June PDF Report
SEC Rule 606 Report – Q3, 2019
July – Sept PDF Report
SEC Rule 606 Report – Q4, 2019
Oct – Dec PDF Report
2018      
SEC Rule 606 Report – Q1, 2018 Jan – Mar PDF Report
SEC Rule 606 Report – Q2, 2018 April – June PDF Report
SEC Rule 606 Report – Q3, 2018 July – Sept PDF Report
SEC Rule 606 Report – Q4, 2018 Oct – Dec PDF Report
2017      
SEC Rule 606 Report – Q1, 2017 Jan – Mar PDF Report
SEC Rule 606 Report – Q2, 2017 April – June PDF Report
SEC Rule 606 Report – Q3, 2017 July – Sept PDF Report
SEC Rule 606 Report – Q4, 2017 Oct – Dec PDF Report
2016      
SEC Rule 606 Report – Q1, 2016 Jan – Mar PDF Report
SEC Rule 606 Report – Q2, 2016 April – June PDF Report
SEC Rule 606 Report – Q3, 2016 July – Sept PDF Report
SEC Rule 606 Report – Q4, 2016 Oct – Dec PDF Report